underlying shares of ETF subject to ETF scheme, as the case may be, in the possession of the securities company or its client during placing short selling order, in case of short selling by means of entering

units for exchanging with underlying shares of ETF subject to ETF scheme, as the case may be, in the possession of the securities company or its client during placing short selling order, in case of short

Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company _____________ By virtue of Section 16/6 of the Securities and Exchange

/2553 Selling of Securities in Foreign Country by Securities Company Without Having Possession  (5347) 27/04/2010 16/05/2010 Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi

Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities  (4794) 03/08/2009 01/09/2009   Circular   SEC. Nor Phor. (Wor) 27/2558 Clarification on Short Selling and

(4) being a person whose name has been declined to be listed or has been removed from the database of directors and executives of securities issuing company due to the possession of untrustworthy

which is beneficial for controlling employee of securities trading, and such other information under possession of the securities company, upon receiving a request by the other securities companies within

information pertaining to such securities trading account which is beneficial for controlling employee of securities trading, and such other information under possession of the securities company, upon

controlling employee of securities trading, and such other information under possession of the securities company, upon receiving a request by the other securities companies within a reasonable period; (3

Securities and Exchange Commission No. KorDor. 30/2540 Re: Sale of Securities by a Securities Company Which Does Not Have Possession of Such Securities dated 31 July 1997, the Office of the Securities and