hold a seminar to impulse board of director and top executives of securities and asset management companies to realize the importance of joining Collective Action Coalition (CAC). So far, four securities

Printable Format - Laws and Regulations Guideline on the commencement for operation of securities / derivatives business   

Rules, Conditions and Procedures for Controlling Operation of Securities Underwriting (No. 3)

Work System, Contact with Investors and General Business Operation of Trustees

Rules, Conditions, and Procedures for Operation of Securities Clearing Houses and Central Securities Depositories

Rules, Conditions and Procedures for Outsourcing Function related to Business Operation to Third Party

Thai Listed Companies Association?s promotion of CG campaigns among listed firms. The most significant progress was the formation of the private sector?s Anti-Corruption Coalition whose long-term efforts

Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary

The Repeal of Notifications related to Operation of Securities Clearing House, Central Securities Depository, Derivatives Exchange and Derivatives Clearing House

Coalition Against Corruption, it is applicable to specify operation or progress by referring to such project. 11. Internal Control and Risk Management Briefly describe sufficiency of internal control system