the securities company has submitted the contents of an advertisement to the Office, and the Office does not make an objection within five business days from the date when it received such advertisement
return, except for estimated return specified in Clause 9; (3) information that urges investors to purchase investment units within a certain timeframe or by a certain time, except for the advertisement of
that urges investors to purchase investment units within a certain timeframe or by a certain time, except for the advertisement of retirement mutual fund and long-term equity fund that urge investors to
obtain prior approval in accordance with Clause 19. In cases where the securities company has submitted the contents of an advertisement to the Office, and the Office does not make an objection within five
specified in the notification. In this regard, Coins TH distributed advertising materials promoting its products without the clear and visible cautionary statements on such ads. DAB Act S.30 Settlement
accordance with the 2 following principles: (1) good governance and clear, transparent organizational structure; (2) effective risk management for legal, credit, liquidity, operation, and other risks, with
sandbox , but only within the units or departments operating under regulatory sandbox . Clause 3 In the case where a person having the following qualifications intends to participate in a regulatory sandbox
within the units or departments operating under regulatory sandbox. Clause 3 In the case where a person having the following qualifications intends to participate in a regulatory sandbox, the person shall
only within the units or departments providing services under regulatory sandbox : (1) securities brokerage business; (2) securities dealing business; (3) investment advisory service business; (4