the Office of the Securities and Exchange Commission No. SorThor. 20/2549 Re: Rules for Derivatives Broker on Using of Derivatives Investor Contact Service and Back Office Service from Service Provider
opinion · 2 . Qualified opinion due to (can choose more than one): ( 2.1 Misstatements that are material, but not pervasive, resulting from: ( 2.1.1 selection of an inappropriate accounting policy
Name of auditor affiliated with audit firm Financial statements audit Financial statements / information review 1. Unmodified opinion 2. Qualified opinion due to (can choose more than one): ฆ 2.1
enables employees to choose their own investment policies. To ensure the objective of provident fund for retirement savings, the SEC is revising employee?s choice regulations to provide the funds and its
. Pornanong Budsaratragoon, SEC Secretary-General, presented trophies and special “Investment Knowledge Provider” badges, recognizing the participating organizations as “Knowledge Provider” in providing
a provider who operates digital asset exchange platform on www.binance.com Since the middle of 2020 onwards, a provider who operates digital asset exchange platform on www.binance.com ("Binance
ตามที่ประกาศกระทรวงการคลังได้กำหนดให้ธุรกิจ DA custodial wallet provider เป็นธุรกิจสินทรัพย์ดิจิทัลที่ต้องได้รับอนุญาต โดยมีผลใช้บังคับเมื่อวันที่ 13 กรกฎาคม 2565 นั้น ก.ล.ต. พบว่า นิยามของประเภท
relevant to its core or non-core businesses upon conditions that they have an apparent outsourcing policy, measures, criteria, and service provider control system. Outsourcing however does not discharge
function related to business operation which, in the event that a service provider ceases to provide services, fails to continue operation or is unable to provide services appropriately, may affect the
related to business operation which, in the event that a service provider ceases to provide services, fails to continue operation or is unable to provide services appropriately, may affect the overall