. ___________________________ Note: The misconduct of the investment consultants, one of whom was also branch manager, is a violation of Clause 23(2), and a prohibited characteristic of capital market personnel under Clause 31
. _____________________________Remark: * Clause 23(2) and deemed to be the prohibited characteristic of the personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor
numerous of other countries. Therefore, our 2020 Quarter 4’s total revenues surpassed our 2019’s total revenue of the same quarter as the figures are Baht 535.69 million and Baht 534.40 million respectively
appointed the following person to be an infrastructure fund manager who has qualified and not possessed any prohibited characteristic as stipulated by the Notification concerning personnel , it shall be
following person to be an infrastructure fund manager who has qualified and not possessed any prohibited characteristic as stipulated by the Notification concerning personnel, it shall be deemed that the
characteristic of the personnel in the capital market business under Clause 31(2) of the Notification No. TorLorThor. 8/2557 which has been promulgated in replacement of the said four notifications.Clause 3(15) of
for DSI to consider further legal action. In this connection, such criminal complaint resulted in Mr. Nantawat having a prohibited characteristic for acting as a capital market auditor
business structure between RS and GIFT, (b) numerous related-party transactions, (c) the cross-shareholding structure, and (d) the overlapping independent directors or audit committee members. Additionally
duplications including the risk of missing the deadline to renew the licenses, as well as supporting SET's numerous e-Learning courses. Prof. Link platform will be officially available free of charge from this
disseminating such information via www.tmbleasing.co.th to mislead investors that they can easily make profits from derivatives trading. This made numerous investors believed and decided to open trading accounts