categories based on their significance. For the first category, business operators may undertake other businesses in general on the condition that they provide the SEC with information regarding compliance
and Exchange Commission Kor Thor. 13/2563 Guidelines for Considering Characteristics of Giving Advice to the Public Which Is Not Deemed an Undertaking of Securities Business in the Category of
with derivatives business operator in the category of derivatives dealer shall not be deemed as derivatives business operator in the category of derivatives dealer. Clause 3. This Notification shall come
Securities Business in the Category of Mutual Fund Management _____________ By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992) and Section 96 of the Securities and Exchange Act B.E
. 26/2545 Re: Determination of Paid-Up Registered Capital of Securities Companies Licensed to Undertake Securities Business in the Category of Mutual Fund Management _____________ By virtue of Section 14
company or a public limited company which is established to undertake securities business in the category of securities finance shall be as follows: (1) a financial institution under the Law on Loan
The Siam Commercial Bank Public Co.,Ltd The Siam Commercial Bank Public Co.,Ltd, as a securities business operator in the category of Brokerage, Trading and Distributing securities as investment