public or instruments in which a fund plans to invest without the need to apply for an investment advisory license. The services provided by the said foreign CRAs are, however, limited only to permissible
her from applying for a new approval as capital market business personnel for a period of 10 years, effective from 14 March 2019.Investors are advised to be careful and cast doubt on any solicitation
-approved and backlog, 70% higher than the sales at the end of 2019. Although, MK received a lot of bookings from customers, MK was very careful in ordering the construction of new housing units. The Company
remain in good shape,? said Acting SEC Secretary-General Chalee Chantanayingyong.Regarding Thailand?s growing economy and strong performance of listed firms, investors should not be panic but make careful
Rating Co., Ltd. (TRIS Rating), said, “The TRIS Rating will revise procedures for screening issuers of new securities to make them more stringent, with careful consideration particularly on those getting
application for approval of the BSmart ICO has been submitted, nor an approval has been granted by the SEC for such digital token offering. The investing public is strongly advised to be careful with the
Translation (Translation) PAGE (Translation) -29- Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC
Translation (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC, Thailand cannot undertake any
offered and to make a convenient comparison with similar products across the board before making careful investment decisions.? added Mr. Prakid.The consultation paper is available at www.sec.or.th
market personnel for 10 years, effective from 6 January 2020 onwards.Investors are strongly advised to be careful in their fund investment and request transaction evidence issued by banks or asset