Custody of Assets of Clients by Licensed Derivatives Brokers

Custody of Clients’ Assets by Securities Companies (Codified)

Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets

Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)

Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets

Registration of Pool of Assets as Mutual Fund and Amendment to Registered Particular (No. 2)

. ----------------------------- Notification of the Capital Market Supervisory Board No. Tor Thor 9/2551 Re: Custody of Client Assets of a Securities Company ________________________________________________ By Virtue of Section 16/6 and

. ----------------------------- Notification of the Capital Market Supervisory Board No. Tor Thor 9/2551 Re: Custody of Client Assets of a Securities Company ________________________________________________ By Virtue of Section 16/6 and

Disclosure Business News - XSPRING CAPITAL PUBLIC COMPANY LIMITED สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 20 January 2023 17:29 ​ ​ Disclosure Business News XSPRING CAPITAL

supervisory framework for the use of Artificial Intelligence (AI) and Machine Learning in the Thai capital market. The framework is in line with the International Organization of Securities Commissions: IOSCO