is to ensure that the Thai people will be able to benefit comprehensively and equitably from the capital market, promoting sustainable financial well-being. In implementing this strategic plan, a
, and Sky Avia and Heli Asia are interrelated in a manner constituting persons acting in concert (concert party), with Mrs. Wee Lee Lian being their common ultimate shareholder. She holds a controlling
) Leveraging digital technology for economic growth (Digital Technology) (3) Driving sustainability in the capital market (Sustainable Capital Market) (4) Promoting financial well-being
In her opening remarks, Ms. Ruenvadee Suwanmongkol, Secretary-General of the SEC, said: “As a capital market regulator and policymaker, the SEC has been promoting gender equality, considering human
from being capital market personnel and considered lacking trustworthy characteristics of directors and executives of issuing companies. Thus, the SEC revoked the approval as securities investment
to maintain the qualifications as head of audit firm or partner or equivalent position from being terminated as capital market auditor immediately as long as they proceed to rectify and resume the full
capital market business personnel has lapsed since 31 December 2019 and he is not performing duties at any securities company. SEC has therefore banned Somchai from being personnel in capital market
Capital Market Products Being Investment Units and Debt Securities, dated 4 April 2025: (https://publish.sec.or.th/nrs/10680p_r.pdf)
support foreign investors’ participation in the Thai capital market without being subject to the foreign limit. The amendment also aims to prevent the misuse of NVDR securities as a tool for evading
. -------------------------------- Note: * {A} violated Clause 23(2), and {B} Clause 23(1), both being the prohibited characteristics of capital market personnel under Clause 31(1) of the Notification of the Capital Market Supervisory