continuous basis. The implementation of the plan will optimize the balance and lay down a solid foundation in the entire system, rather than focusing on stringent oversight on the third line of defense as
decisions for them. From October 2012 to March 2013, he made trading decisions on behalf of the clients on a continuous basis with more than 300 million baht in trading value. Moreover, he traded for the
calculation of the transaction size are as follows: Basis Calculation Transaction size (Percent) Net tangible asset basis THB (61.32) million 1/ THB 1,331.27 million 2/ -4.61 Net profit basis This basis cannot
process of rectifying its financial statements or reports required to be prepared under Section 56 or Section 57 or as ordered by the SEC Office or the Exchange; (d) have an ongoing obligation to comply
) having an ongoing obligation to comply with the order of the SEC Office under Section 58. (4) the Thai government agencies shall have their directors or directors whose name are listed on the database of
securities trading center; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuous basis; (e) having a clear exit strategy in case of
trading center; (d) having a plan to report the results of the experiment and progress of service provision to the SEC Office on a continuous basis; http://capital.sec.or.th/webapp/nrs/data/744p.doc 3 (e
control system which is sufficient and reliable for supervising its auditors’ work to comply with the professional standards on a continuous basis. Such audit quality control system complies with https
. The shares were traded on a continuous basis to cause the trading of such shares to be inconsistent with normal market conditions and lure the investing public to buy or sell such shares. The other 17
for planning their investment such as continuous savings on a monthly basis, purchase of long-term equity fund (LTF) for tax planning and calculation of eligible selling date of LTF units with more