Business Leader and Asia’s Financial Institutions Segment Leader, Mercer (Thailand) Limited5. Ms. Nataya Niyamanusorn, SEC Assistant Secretary-General
. ____________________ * The execution of trading orders of capital market products based on an automated program that runs product selection and trading placement without interference from any factors and according
made falsifying document deceiving this clients that the orders had been executed and claimed that the Automated Trading System (ATS) faced problems. He also deceived his clients to withdraw their
processed. Instead, he falsified documents to deceive the clients that their orders had been executed. He also deceived the clients that the Automated Trading System (ATS) failed to function and thus asked
in many markets."The SEC believes that continual capacity building of human resources in the securities industry is vital to the health of our capital market and the economy. Although automated
in many markets.The SEC believes that continual capacity building of human resources in the securities industry is vital to the health of our capital market and the economy. Although automated program
% Profit for the year 251 269 (18) -7% Earnings per share (THB/share) 0.42 0.45 (0.03) -7% Financial performance by segment. 2.1 Revenue by segment Unit: million baht for this year ended December Detail 2017
% Earnings per share (THB/share) 0.48 0.42 0.06 14% 2. Financial performance by segment. 2.1 Revenue by segment Unit : million baht for 12-month period ended December Detail 2018 2017 diff % Processing and
16% 0.87 0.71 0.75 16% 1Consolidated financials are based upon elimination of intra-company (or intra-business segment) transactions 2Total of each segment may not always tally with consolidated
in the network in https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8311 SEC launches automated capital market information service for business facilitation in the digital age SEC Deputy Secretary