mai. To promote and create opportunities for SMEs and startups to access new funding sources suitable for their business size, SEC and SET therefore collaborate to establish channels for SMEs and
be a proper way for IFEC to deal with the current situation so that shareholders who are the real owners of the company will have an opportunity to select candidates they deem suitable to become new
worth and higher risk-taking capability (non-retail investors). The qualified investors will be allowed to invest in complex instruments suitable for their risk profile while receiving appropriate level
The SEC supervises intermediaries? efficiency with an emphasis on risk management, suitable business model and risk profile of each securities house.? SEC Assistant Secretary-General Paralee
of assets as a mutual fund (if any) shall be disclosed; (c) For which type of investment is the mutual fund a suitable choice? And for how long should investors invest in the mutual fund (in case the
.” Furthermore, the Additional Guidance will assist the SEC in overseeing Hong Kong's ESG Funds under the HK-TH MRF with the same standards as the Sustainable and Responsible Investing Funds (SRI Fund) and other
as collaborating to do business, act as an agent, assist, or be a channel for foreign business operators in such solicitations may also be deemed an act of co-principals or accomplices of the
in cooperation with alliances in both government and private sectors to ensure that the investors will receive the wealth advice service that will assist them to achieve sustainable financial
liquidation process will commence afterwards. The property fund unitholders will then become REIT unitholders, with a 1:1 conversion ratio. The SEC will relax relevant regulations to assist the conversion
, CFP®, an expert in financial planning from the Financial Planning Association of Thailand, who shared techniques and investment plan examples suitable for different life stages, and (3) Mr. Sethawat