e-service Online Submission Marketing >> Type Title Section See document Status Notified Date Effective Date 1. Circular SEC.Khor.(Wor) 25/2550 Re: Circular-Guidelines for Renewal of Approval for
(Form 61-2); (9) Copy of the membership card of the Federation of Accounting Professions (FAP) and evidence on renewal of such membership of the applicant; (10) Copy of the certified public accountant
The current criteria require investment analysts (IA) seeking renewal of their approval to undergo a knowledge refresher by completing training or participating in eligible activities for no less
outside the Thai capital market. ______________________Remarks:* Sustainable and Responsible Investing fund (SRI Fund) aims to enhance disclosure on the ESG-related features of mutual funds to assist
information regarding the executives’ compensation , financial statements, related-party transactions and use of proceeds, and will assist the evaluation of capabilities of securities issuers to be
key sections : (1) Investment planning: Proving information on tools to assist investors to understand themselves better and plan their investments more effectively, such as tools for
together with the application of approval as the principle valuers by December 31, 2014. For principle valuers already approved by the SEC and intend to apply for renewal, the valuation service providers
concealed important information which may have caused misunderstanding or distorting of the facts. As a result, the SEC will not consider her renewal application for nine months.From a client complaint of