within one month unless obtain a waiver from the Office. In the mean time, the derivatives brokers may assign an officer of the head office or the manager of other full- service branch offices to temporary
category of securities brokerage, securities dealing, investment advisory services, securities underwriting, but shall not include a financial institution under other law and later obtain a license to
paragraph, the securities company shall arrange to have a new manager within one month unless obtain a waiver from the Office. In the mean time, the securities company may assign an officer of the head office
personnel under the first paragraph are required to obtain an approval from the SEC Office before they perform their duties, the intermediary shall govern them to be approved person according to such
paragraph are required to obtain an approval from the SEC Office before they perform their duties, the intermediary shall 1 The notification referred in this Clause means the Notification of the Capital
orders from such person who was not the account owner or an authorized person without advising the account owner to assign authority properly according to governing regulations, and calling the other
auditor of listed SOEs, has joined the project to enhance its audit quality on par with the same standards. The World Bank will assign an expert on international audit standards to train OAG officers and
the revision related to default investment policy of provident fund with employee?s choice. In case where employee who is a member of such fund did not assign any particular investment policy, fund