Exchange Commission No. Kor Thor. 9/2556 Re: Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order _____________________________ By virtue of Section 9
of offences regarding deceitful, fraudulent or dishonest management of assets; or (5) being taken action and unable to perform the duties as personnel in the capital markets industry in the following
records of equipment assets being removed off-site and procedures to ensure security of equipment assets off-premises, by taking into account the different risks of working outside the organization’s areas
availability and integrity; 4. The intermediary should have controls on unauthorized removal of equipment assets out of areas. Also, there should be records of equipment assets being removed off-site and
international expansion across the ASEAN market as well as being the Outdoor domestic assets owner, while its media assets in Thailand will be managed by PlanB. Post Shareholding Structure Through the
investment for the client , the intermediary shall provide a system for controlling the client ’s assets to prevent being lost, damaged and unlawful exploitation; (10) having compliance system in accordance
bonds is provided at the time of making an offer for sale of such bonds or thereafter, the collateral of such bonds shall have the following characteristics: (1) being assets or pledge taken into legal
characteristics: (1) being assets or pledge taken into legal force and considered the condition of each category of collateral. The collateral shall have an ability to surpass the maturity date and being monitored
making an offer for sale of such bonds or thereafter, the collateral of such bonds shall have the following characteristics: 16 (1) being assets or pledge taken into legal force and considered the