) categorizing type of the client; (3) assessing suitability for investment in or entering into a transaction of 13 capital market products; (4) considering ability of the client to perform in respect of servicing
.” Furthermore, the Additional Guidance will assist the SEC in overseeing Hong Kong's ESG Funds under the HK-TH MRF with the same standards as the Sustainable and Responsible Investing Funds (SRI Fund) and other
as collaborating to do business, act as an agent, assist, or be a channel for foreign business operators in such solicitations may also be deemed an act of co-principals or accomplices of the
in cooperation with alliances in both government and private sectors to ensure that the investors will receive the wealth advice service that will assist them to achieve sustainable financial
cooperation, the MOU aims to assist teachers and educational personnel in solving their debt problems in a concrete way. This includes increasing liquidity for debt payments, promoting good quality living
liquidation process will commence afterwards. The property fund unitholders will then become REIT unitholders, with a 1:1 conversion ratio. The SEC will relax relevant regulations to assist the conversion
to biodiversity that can serve as a foundation for assessing the operational risk to nature. Among them, the TNFD framework stand out as a suitable starting point.The Task Force on Nature-Related
Commission (SEC) on this exciting engagement on the topic of assessing the landscape of Thai securities businesses after COVID-19 and under digital disruption. This assignment is timely for the SEC to
"This year is another year that the ASEAN CG Scorecard has developed important criteria in line with international CG trends. There is also a revised guideline for assessing, weight change by