SEC also disclosed inappropriate behavior of {D}.The SEC?s routine inspection of investment consultants found that {A} (then worked at ZMICO Securities) had been authorized by his client to make
and found that {A} had been authorized by his clients to make securities trading decisions on the client's behalf. He submitted trading orders with high trading volume for a certain period of time. {A
or Mr. Chiang, Jung-Tsung with Ms. Panisara Suratroongrojkul have authorized to sign for payment with company stamp. 12. Approved to hold the investment in Indonesia because of the need to invest in
financial advisor on the approved list of the SEC Office. “bondholders’ representative” means a bondholder’s representative whose name appears on the list of the persons who are qualified as bondholders
bondholders; “financial advisor” means a financial advisor on the approved list of the SEC Office; “financial institution” means a commercial bank, finance company or credit foncier under the Law on Financial
’ Meeting of Oishi Group Public Company Limited (the “Company”) No.5/2019, which was held on August 9, 2019 approved the incorporation of a New Subsidiary Company in Thailand. The details are as follows: 1
Bangkok, July 8, 2013 - The SEC suspended {A} from duty as an approved securities investment consultant for a period of three months.Following investor complaint, the SEC found from communication
facilitation of Lt.Gen. Anutat Bunnag, who is an authorized director of NT Engine Company Limited (“NT Engine”) and responsible for securing land and waste disposal rights as a representative of IEC, and Mr