at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to submit https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6263 SEC public hearing on draft amendment to approval for
investment trusts; Application for approval for issuance and offer for sale of trust units of infrastructure trusts to the general public; Approval for the establishment of infrastructure funds and application
Notification shall apply to: (1) the application for approval and the approval for establishment of funds; (2) the allotment and the offer for sale of the units of funds; (3) the investment and income generating
business related to investment. Clause 2 This Notification shall apply to: (1) the application for approval and the approval for establishment of funds ; (2) the allotment and the offer for sale of the units
period for the applications for approval of the establishment and modification of SRI Funds, submitted during 1 January – 31 December 2024. This short-term measure aims to support asset management
worth investors, investment units of mutual funds investing in derivatives, hybrid products, structured notes and derivatives. *** Since the approval period as investment consultant for complex
therefore imposed the following sanctions: (1) Suspending approval for {A} as investment consultant for complex instruments type 1** and as assistant manager or an equivalent position for 15
Supervisory Board No. Tor Nor. 42/2564 Re: Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the
File Description 1 Approval of securities licenses, derivatives licenses trustee license and digital asset license Quarter 4/2024 2 Activation of securities business, derivatives business trustee