complied with the Notification No. Tor Thor. 35/2556 and the Notification No. Sor Thor. 37/2559 . In case of adopting a different approach from the Guidelines, the intermediaries are required to prove that

Bangkok, July 23, 2015 ? The SEC has announced organizational restructuring to be more responsive to needs of each stakeholder group. By adopting an ?end-to-end? approach, the restructuring will

institutional investors without requiring to assess the qualifications of the underlying clients for investor classification purposes*. This approach is based on the fact that private funds are managed by

consisting of 2 phases with 8 stories had detail as follows Detail Phase 1 Phase 2 1.Total Units 141 Units 36 Units 2.Total Project Value * Cost Approach 228,447,600 Baht Income Approach 397,954,855.72 Baht

Legislative Drafting and Evaluation of Law B.E. 2562 (2019)** regarding the issuance of regulations for applying for licenses to operate securities trading center, clearing house, and securities depository

ความเห็น ดังนี้1.กรณีที่บริษัทมีฐานะสัญญาซื้อขายล่วงหน้า (“อนุพันธ์”) ที่นอกเหนือจากการ long option นั้น บริษัทจะต้องคำนวณค่าความเสี่ยงตามวิธี standardised approach2.ในการคำนวณค่า

, leading to more inclusive and equitable practices.”The workshop sought to create an enabling environment across capital market ecosystems on the business and human rights approach, and to strengthen the

SEC Secretary-General Ruenvadee Suwanmongkol said, “As I have taken a job as head of SEC since early May,  I commit myself to work closely with SET on holistic approach in order to enhance

needed for its business model. This approach could support future entry of all types of securities businesses and increase the number of intermediaries who could render more convenient services to

,? she added.? In any case, the SEC rulemaking on intermediaries? work systems emphasizes more on principles based approach and minimum requirements to better respond to business models and risk profiles