failure to prepare and submit the accurate annual report for the year 2020 (Form 56-2) in accordance with the notification of the Capital Market Supervisory Board resulted from the instructions or the
instructions or the failure to give instructions which is a duty required to be performed. Later, TTCL submitted the rectified annual updated information statement for the year 2020 (Form 56-1) on 28 February
Board resulted from the instructions or the failure to give instructions which is a duty required to be performed. Later, APURE submitted the rectified the Form 56-1 One Report for the year 2022 on
period by the notification of the Securities and Exchange Commission resulted from the instructions or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in
securities trading decisions on behalf of the client as well as failed to keep complete records of the client's securities trade order instructions; while {B} and {C} failed to keep complete records of many
;EA"). His duty was to oversee and ensure that EA’s offering for sale of securities complied with the law. However, Mr. Amorn failed to issue instructions or perform the necessary duties required
categorized by issues 2022 3 Action on financial statements of listed companies 2022 4 Action on approved persons 2022 5 Aggregate complaints data 2022 6 Investigations classified by types of offences
Picture Entertainment) in form 246-2 to the SEC Office within the specified period after she acquired or disposed Traf shares by herself and through others. So that her aggregate holding of such shares
Limited (“SUPER”) shares because he did not report the shares that hold by his nominee, Miss Panissara Tiangtham caused his aggregate holding of SUPER shares reached or passed five percent of the total
himself and by juristic persons under section 258 resulting in his aggregate number of shares held by other persons exceeded trigger point at 25 percent of the total voting rights of NOBLE. Later, Mr. Kris