Bangkok, May 9, 2014 ? The SEC is seeking public comment on proposed revision of regulation on capital requirements for securities and derivatives investment advisors (IA) as well as brokers, dealers
regulations, however, do not apply to licensed venture capital, securities inter-dealer broker and securities investment advisors. For all of the licensees subject to the regulations, they must appoint the
Bangkok, January 15, 2014 ? The SEC is seeking public comment on proposed revision to the rules of capital requirements for securities and derivatives investment advisors (IA) as well as brokers
aims to better listed companies? and financial advisors? understanding on the new rules and help them prepare the reports and Form 56-1 with better quality and in conformity with the rules. The revised
. RAKSA SARANAKOMKUL Reporter Common Share 25/05/2021 65,900 5.15 Sale Link DEMCO PUBLIC COMPANY LIMITED (DEMCO) Mr. RAKSA SARANAKOMKUL Spouse / Cohabiting Couple (Mrs. PANRADA SARANAKOMKUL) Common Share 31
Spouse / Cohabiting Couple (Mr. PEERAPONG JAROON-EK) Common Share 19/05/2022 3,750,000 9.69 Purchase Link ORIGIN PROPERTY PUBLIC COMPANY LIMITED (ORI) Mrs. ARADA JAROON-EK Spouse / Cohabiting Couple (Mr
Procedures for Investment Advisors and Appointment of Investment Advisory Agents By virtue of Section 14, the second paragraph of Section 100 and Section 115 of the Securities and Exchange Act B.E. 2535 (1992
. TorKhor. 4/2551 Re: Rules for Undertaking Derivatives Business for Registered Derivatives Advisors _____________ By virtue of Section 18 of the Derivatives Act B.E. 2546 (2003) as amended by the Derivatives