Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to

benefits and long-term return. Mr. Malpass received profits from providing investment advisory service in the ordinary course of business. Thus, Mr. Malpass operated securities business as investment advisor

แบบคำขอรับความเห็นชอบให้บริการ Wealth Advisor

pursue further action against the offerors and the financial advisor in due course.    # # #

Special Extension for Approved Status of Auditor, Financial Advisor and Compliance

แบบคำขอรับความเห็นชอบเปลี่ยนแปลงระบบงาน Wealth Advisor

Registration of Derivatives Business Operator In the Category of Derivatives Advisor

the notification of the SEC. “derivatives advisor” means any person who, in the ordinary course of business, gives advice to others, or holds himself out to the general public as being ready to give

the notification of the SEC. “derivatives advisor” means any person who, in the ordinary course of business, gives advice to others, or holds himself out to the general public as being ready to give

Office of the Securities and Exchange Commission No. OrNor. 2/2545 Re: Permission for Appointment of Advisor of Investment Advisory Company dated 29 January 2002; (8) The Notification of the Office of the