Bangkok, August 15, 2014 ? The SEC is seeking public comment on draft capital requirement rules applicable to securities companies being unable to maintain adequate net capital as prescribed

Bangkok, March 16, 2015 ? The SEC suspended Napat Pipattaraauksorn, a capital investment consultant, for trading securities and derivatives on behalf of clients, failure to perform duties with

Bangkok, March 31, 2015 ?The SEC opened ?SEC Capital Market Knowledge Center,? with interactive multimedia to provide a comprehensive source of financial and investment information along with

Bangkok, December 9, 2014 - The SEC suspended {A}, a capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for 6 months.After receiving a client's complaint against {A

Bangkok, February 6, 2015 - The SEC suspended {A}, a capital market investment consultant of Capital Nomura Securities PLC., for receiving trading orders from a person who was not the owner of

Facebook page "Bit Capital" : Unlicensed digital asset business (Disclosure Date : 26/11/2025)

Facebook page "Bit Capital" : Unlicensed digital asset business (Disclosure Date : 28/11/2025)

Facebook page "Capital Insight Today" : Unlicensed digital asset business (Disclosure Date : 04/12/2025)

Saxo Capital Markets Pte Ltd : Unlicensed securities and derivatives business (Disclosure Date : 02/07/2018)