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/2544 Re: Qualifications of Mutual Fund Supervisors _____________ By virtue of Section 121 of the Securities and Exchange Act B.E. 2535 (1992), the Office of the Securities and Exchange Commission hereby
: Qualifications of Mutual Fund Supervisors _____________ By virtue of Section 121 of the Securities and Exchange Act B.E. 2535 (1992), the Office of the Securities and Exchange Commission hereby issues the
- Mutual Funds, Private Funds, Provident Funds, Fund Managers, Investment Consultants, Fund Supervisors etc Digital Asset Businesses Intermediaries Exchange, Broker, Dealer,Advisory Service, Fund Management
fund managers responsible for investment management and custody arrangements. This initiative also aims to enhance the capabilities of Thai business operators and support the further development of a
e-service Online Submission Executives/Major Shareholders/Fund Manager/Mutual Fund Supervisors/Custodians/Auditors >> Type Title Section See document Status Notified Date Effective Date 1
SEC Office. Work Areas Personal Data Contact Information Qualification data Financial Data Sensitive Data Verification Data 1. Executives, for example, directors/managers of securities companies, asset
The Repeal of Notifications related to Directors, Managers and Other Personnel of Securities Companies and Derivatives Business Operators