the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an association or a training institute
person qualified to be fund manager shall attend the first refresher course relating to securities and exchange laws, relevant rules and regulations and ethics and professional standards administered by an
an Offer for Sale of Debt Securities. Additionally, progress reports of the designated project should be made available via the disclosure channels in 2.4. 3. External Review Provider: The SEC
SEC has plans to review the criteria relating to the report form of the securities and derivative business operators to accommodate the change in financial reporting standards - financial
February 16, 2011. After the review on the company?s third quarterly financial statements was unable to satisfy whether the advertising expense was in line with the market price and whether the service of
. Previously, the SEC notified VTE to rectify its 2013 and Q1/2014 financial statements due to the auditors? qualified opinions resulted from limitation on their scope of audit/review. Hence, the auditors were
million baht.In this regard, the company has proposed a measure to relieve impact from such inaccurate information stated in the news coverage. Investors will be entitled to review their intention after
the SEC office on March 19, 2021 and the auditor is limited its scope of the review or audit by the GL’s executives of the securities issuer for that the financial statement that caused MD&A for Q3
ประเด็นสำคัญด้าน Corporate Governance เช่น รายงานการทบทวน (peer review) เกี่ยวกับธรรมาภิบาลของผู้ให้บริการในตลาดทุน รายงานเบื้องต้นว่าด้วยบทบาทของคณะกรรมการบริษัทในการกำกับดูแลเรื่องความยั่งยืน รายงานผล