, increasing competition, change of behavioural patterns, and changing demands of fundraisers, business operators and investors. As the capital market regulator, the SEC must adjust to these changes without
and then inform the client afterward. {A} admitted that her client had authorized her to help adjust the client's investment portfolio to cut losses in the account. She also confirmed the trading with
days from the date of disclosure to the SET. 4. Detail of assets 4.1 License of 700MHz spectrum License License of spectrum for telecommunications service in the frequency band of 700MHz Bandwidth 733MHz
' Resolution Regarding Entry Into Investment in DN Broadcast Company Limited, a Licensor to Use the Frequency Spectrum and Operate a Television Business via Channel "New 18" (Additional Amendment No.2) 16/04
the use of program trading/ high-frequency trading. The participants also discussed approaches towards developing and improving the securities industry according to international standards. This
about each investment policy of a pooled fund in a dataset format to the SEC so that the pooled fund data would be processed and made available to the public as open data. The frequency of submitting the
Conduct dated 14 October 2009. Kruawan had traded securities through her client?s account every business day. Her trading manner with high frequency and trading volume, when compared to the client?s credit
with the trend of many stock exchanges around world that allow the sending of trading orders through program trading technology, especially high frequency trading (HFT). Right now, overseas securities
. The frequency of findings across jurisdictions in the various audit areas demonstrates that the auditors still need to continually improve their performance. On the recurrence of many findings year