that the group of offerors were made aware of their duties and responsibilities to deliver a complete Form 247-4 to the shareholders, which is in violation of the Securities and Exchange Act B.E. 2535
to complete the rectification and review process. After considering the request, the SEC determined that CHARAN is in a position to complete the rectification within the prescribed deadline
Bangkok, January 14, 2015 ? The SEC imposed a one month and ten days suspension on Bantherngsak Phuemphokha, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete
orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such
Bangkok, January 14, 2015 - The SEC imposed a one month and ten days suspension on {A}, a securities investment consultant of Krungthai Bank PLC., for failure to inform complete and adequate
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amendments also aim to support the Thailand ESG Fund (TESG fund) in investing in a broader range of sustainability-related products, contributing to the growth of the digital economy and the achievement of
regulators’ sustainable finance policies in a congruent manner, and encourages innovative financial products and services, attracting funding towards the achievement of Thailand’s sustainability goals.2
Directors, Mr. Prasan Chuaphanich, said further that: "Every prize that the Thai listed companies received at this event is a proud achievement for which IOD would like to commend and congratulate
promote this initiative as Thai ESG Funds can contribute to the achievement of the national sustainable goals and ESG excellence." Mrs. Chavinda Hanratanakool, AIMC Chairperson, said: “Institutional