สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดการบรรยายออนไลน์ หัวข้อ “The Supervision of Infrastructure Fund” เพื่อให้ความรู้เกี่ยวกับการกำกับดูแลกองทุนรวมโครงสร้างพื้นฐานของไทย แก่
Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to
every firm passed the six key elements with highest average score in the area of client acceptance and continuance (A&C) where most firms already have in place engagement acceptance procedures that take
. This repeal is proposed because funding portals operating under SEC supervision already serve as intermediaries between CFD issuers and investors, reporting significant events to the SEC. Additionally
engagement levels. Thus, the quality of SEC?s auditor supervision has been internationally recognized, as evidenced by IFIAR?s acceptance as a member in 2010. In addition, the European Union?s endorsement in