200,000 to 500,000 baht, and a further daily fine not exceeding 10,000 baht for every day during which the contravention continues. ________________________Remarks:- The Ministerial Regulation Re
with the highest legal penalty. The SEC has sought the Court’s ruling (1) to impose a civil fine worth 1,000,000 baht on Mr. A, (2) to prohibit Mr. A from securities trading or entering into
highest legal penalty. The SEC has sought the Court’s ruling (1) to impose a civil fine worth 1,000,000 baht on {A}, (2) to prohibit {A} from securities trading or entering into derivatives contracts for
, (3) Mr. Sahadchai Gajaseni, (4) Mr. Khemmapope Gajaseni, (5) Mrs. Kotchakorn Phiboonthammasak, and (6) Mr. Tharathon Phiboonthammasak, who were collectively subject to a total fine of 51,540,993 baht
, foreign issuers issuing baht bonds must seek approval from the SEC in accordance with the specified criteria, such as qualifications of foreign issuers, requirements on financial advisors and intermediaries
Luangwaykin and Tanakorn Ritthibunlue in the amount of 500,000 Baht each for manipulating share price of Asia Metal PLC (AMC). With a referral from the Stock Exchange of Thailand on irregular trading of AMC
days.On 8 May 2017, POLAR submitted the financial statements for the year 2016 to the SEC wherein the amount of the shareholders ' equity was 4.58 billion baht. But on the following day, the company