arising from the use of technology; and  (5) To Improve other details of the rules to better communicate the intent and enable effective risk control implementation.The public hearing documents are

information on the e-wallet used for safeguarding clients’ assets and details of transfer or withdrawal transactions of digital assets. However, Zipmex and Akalarp did not comply with the Competent Officer’s

and common guidelines for notifying facts related to acceptance of assets which are rights of claim and the change of agent to collect and receive payments of debt. For further details of this

items for annual general meetings and extraordinary general meetings, to require the persons proposing the agenda item to possess sufficient information and supporting documents, to specify details in

services to a client, and (2) ongoing form for investment transactions such as subscription, redemption and switching. For further details of the public hearing, please visit https://www.sec.or.th/TH/Pages

from the Bank’s electronic trading system, thus causing damage to clients. Details of the misconduct are as follow:            (1) In the case of {A}, she was found to fail to examine the correctness of

Leasing Association and the SEC Office, etc. In drafting the Security Interests Act, the Task Force has complied with international standards and has taken into consideration the details of business

June 2019. Under the new structure, Mrs. Sirivipa Supantanet, Deputy Secretary-General, is in charge of Capital Market Policy, Fundraising and Accounting and Auditing Supervision. More details on the

implement within six to 12 months following the signing of the MoU. Further details of the mutual recognition of funds scheme are set out in the SFC circular and the SEC circular issued today

-2263-6553 or e-mail to pitchayai@sec.or.th.  Details of the proposed amendment are available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=659. Stakeholders and interested parties are welcome