such principle and includes the transitional provisions with the effective period for 6 months commencing from the Effective Date of the notification. This will serve as the timeframe for the existing
to make comments at the website or e-mail: piyaruj@sec.or.th until 13 March 2019. _____________________________ Remark:*crowdsourcing is a process that brainstorms from a majority of people toward an
customers’ assets in its possession to have at least 2 audit responsible for recipience notified from the auditor that may report doubtful behavior which directors or managers have committed an offense as
Executives and representatives from key public and private agencies such as the Thai Listed Companies Association, Tisco Financial Group Public Company Limited, the Thai Institute of Directors
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management
to provide investors with quality and standard services from business operators.The regulations will require business operators to provide personnel, communication system, customer service system
notification which has been revised according to comments from the business operators and related persons from the public hearing in May, for example: - The operation system shall have in place a client
draft notification to make the financial statement forms more concise.The revised rules will be applicable to the financial statements for the accounting period commencing from 1 January 2020 and
and authorized director Mr. Arak Ratborihan on account of offering for sale of newly issued shares for a private placement without obtaining a prior approval from the SEC.According to the SEC's further