penalty and a reimbursement of the SEC’s investigative expenses, totaling 982,265 baht, and prohibiting him from serving as director or executive of securities issuing companies or securities companies for
qualified in accordance with the regulations, which emphasize the importance of cybersecurity service systems when clients’ total digital assets under custody are worth more than 15 million baht for five
for investment units or trust units for the first time at an amount not less than 10 million baht (pursuant to the Notifications on infrastructure funds and infrastructure trusts**) to the new
documented workers. This could reduce the chance of provident fund dissolution and liquidation, which could impact 1.3 trillion baht investment in the capital market. Furthermore, the proposed amendment aims
originally intended by the investors. Such wrongful acts incurred damages onto several clients, at an initial large sum of 74.8 million baht. SEC has considered that Napasook failed to perform duties or
200,000 baht, from annual assessable income as an additional personal income tax allowance However, it is separated from the tax allowance for investing in Super Savings Fund regular, and not subject to
, there was a case of raw material delivery for distillation but in fact the raw materials were not distilled at all. Such dishonest acts caused damage to GGC at the total value of 2,157 million baht
benefits, totaling 341,669 baht. In addition, Somchai arranged a suitability test for the client while giving information inconsistent with facts, and failed to ask the client to sign in acceptance of a
baht. Of this amount, debentures accounted for 92 percent, and bills of exchange covered 8 percent. ?In developing the bond market, the SEC emphasizes striking the right balance by providing the business
businesses specified by the SEC Office. In addition, under the new regime, an applicant would pay the application fee of 30,000 baht per securities business per application, and the upfront license fee would