. The SEC realizes the importance of cultivating investment culture through long-term savings and is of view that the Provident Fund Act of 1987 should be amended to help promote savings culture. The SEC
pushed securities price , which violated the Stock Exchange of Thailand (SET)'s rules. The SEC is of view that investor contact should exercise his own discretion on trading orders received from the client
deposit cash into client's account. {A} also used client's account to trade securities on her own benefit with a view to obtaining commission. Her actions caused B2-3 million in damages to the client.{A
their awareness on asset allocations. In addition, they should be able to give advice on suitable financial products for investors with a view to achieving sufficient savings upon retirement. Since all
initiating and promoting ?ASEAN CG Scorecard? project. We view that the assessment will not only help elevate CG quality of Thai listed companies in line with international standards, but also promote
with normal market conditions with a view to inducing the general public to trade such securities. The aforesaid actions of Shine and others were in contravention of Sections 243(1), (2) and 244 of the
breaches and demanded damages under the specified conditions whereby THL is obliged under the agreements to pay the damages, the SEC is of the view that THL must estimate and record the damages arising from
view) ซึ่งมีลักษณะ ข้อดี ข้อเสีย ผลตอบแทน และความเสี่ยงที่อาจเกิดขึ้นจากการลงทุน โดยมีเอกสารหรือข้อมูลสนับสนุน ให้คำแนะนำเกี่ยวกับความเหมาะสมของลูกค้าในการลงทุน และมีคำเตือนเพิ่มเติมแก่ลูกค้าว่า ลูกค้า
Companies Association (TLCA), expressed the opinion: “The TLCA is of the view that the governing regulations on supervision of listed companies are appropriate, with which most of listed companies have
the shareholding in subsidiary companies To: President The Stock Exchange of Thailand Attachment: Structure of the shareholding in subsidiary companies Filter Vision Public Company Limited (“the Company