of the Securities and Exchange Commission governing report on results of securities sales to the public; (4) In case of initial public offering of shares for the purpose of listing such shares on the
completely; (3) report securities allotment results to the Office jointly with an offeror as per rules prescribed in the Notification of the Office of the Securities and Exchange Commission governing report on
offeror as per rules prescribed in the Notification of the Office of the Securities and Exchange Commission governing report on results of securities sales to the public; (4) In case of initial public
derivatives exchange and such regulations is the same matter under this Chapter, and the Stock Exchange or the derivatives exchange has already imposed a penalty on such persons in accordance with their
เกณฑในประเทศของตน ในสวนของสิงคโปรและมาเลเซียมีขอกําหนด ในเรื่องดังกลาวที่แตกตางออกไป โดยใหการเปดเผยขอมลูเปนไปตามเกณฑของ home exchange สวนเกณฑเกี่ยวกับ Takeover ยังคงเปนไปตามเกณฑในประเทศของ
system provided by a clearing house approved by the SEC or by a person granted an exemption in accordance with the Law on Securities and Exchange for operating a clearing house without license, either
external factors which are uncontrollable, e.g., the price of securities based on the last market price thereof by the Stock Exchange of Thailand or the over-the-counter center is incorrect. If the cause of
which are uncontrollable, e.g., the price of securities based on the last market price thereof by the Stock Exchange of Thailand or the over-the-counter center is incorrect. If the cause of such error
and exchange; (4) Life insurance company under the law on life insurance business; or (5) Financial institution established under specific law. Clause 4. The person under Clause 3 will be granted the