with a custodian services to protect investors’ asset and stringent supervision on asset separation to keep private... https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8625 SEC allows asset
results Sort by: Relevance Date (Newest) Date (Oldest) SEC adds “ digital asset investment advisor” and “ digital asset fund manager” as new regulated businesses and amends regulations on supervision of
Sort by: Relevance Date (Newest) Date (Oldest) SEC opens for public comments on supervision of “ Digital Asset Advisory Service – Digital Asset Fund Managers” for standardized services to investors SEC
(Newest) Date (Oldest) SEC opens for public comments on supervision of “ Digital Asset Advisory Service – Digital Asset Fund Managers” for standardized services to investors SEC has held a public hearing
oversight to strengthen investor protection mechanisms digital token holders.The SEC has therefore amended the regulations governing supervision of real estate -backed ICO, as part of the short-term
https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10423 SEC opens for public comments on supervision of “ Digital Asset Advisory Service – Digital Asset Fund Managers” for standardized services to
includes self-assessment under the standards of IOSCO (International Organization of Securities Commissions) to ensure that the Thai capital market supervision is in line with international standards
, administrative orders, and administrative sanctions; 3. Information Technology Audit and Cyber Risk Supervision and inspection of information technology risk of business operators ✓ ✓ ✓ ✓ ✓ ✓ 1. Disclosure of
control the staff under their supervision to comply with the policy and guideline; (3) Prescribe the guideline for course of actions where there is a breach of the guideline. The course of action should be
) Authorises the head of operational and business unit to monitor and control the staff under their supervision to comply with the policy and guideline; (3) Prescribe the guideline for course of actions where