Website of the authority Telephone number of the authority E-mail of the authority 4.2 Is the audit oversight authority you registered with a member of International Forum of Audit Regulators (“IFIAR

countries; (2/1) giving advice by foreign derivatives business operators which is specifically intended for institutional investors and concerns derivatives contracts overseas in which institutional investors

“Foreign derivatives business operator” means any person undertaking derivatives business under the law of foreign country and under supervision of authority or agency which regulates derivatives business in

derivatives contracts; 1“Foreign derivatives business operator” means any person undertaking derivatives business under the law of foreign country and under supervision of authority or agency which regulates

regulations for their respective markets.The ARFP is an initiative to facilitate cross-border offerings of mutual funds among APEC member economies. Essentially, a fund established in the home country and

: _____________________________________________ 6) Is the foreign ETF subject to supervision of home regulator that is a member of International Organization of Securities Commissions (IOSCO)? Yes No If “No”, please specify

member;           (6) the asset management company must invest in prescribed assets and regardless of whether direct or indirect investment, conform to prescribed investment ratio for the purpose of

. 2535 (1992)]; (b) International Financial Reporting Standards (IFRS); (c) financial reporting standard recognized or specified by foreign regulator. In this case, the reconciliation to IFRS shall be

applicant personal information - foreign auditor (normal)

investor access to information prepared by professionals with understanding of foreign products for investment decision-making. With respect to movement to a host country, professionals approved by the