ของระบบซื้อขายให้มีความเรียบร้อย (Market Surveillance)
enhance flexibility and accommodate future changes suitable for the Thai capital market landscape. Over the past years, foreign studies have shown that many foreign capital markets have revised their
model, the number of clients and the transaction volume; 4) Rectifying the operation under the work system which promotes and maintains orderly market surveillance on the trading system
เมื่อวันที่ 21 ตุลาคม 2562 นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ ก.ล.ต. ร่วมบรรยายพิเศษหัวข้อ “Roles of Asset Valuers in Capital Market” ในการประชุมสภานักประเมินราคาแห่งอาเซียน (The ASEAN Valuers
SEC issues a notification of the capital market supervisory board revising rules regarding the establishment of audit committee of securities companies by requiring a securities company keeping its
have alternatives by using the capital market to accumulate wealth in the long run.SEC studied regulations in other countries to find proper guidelines for supervision, which focus on standardized
plant infrastructure funds to use the capital market to raise funds as the industry is important to national development. The move will bring the regulations into alignment with the government’s
directors are as follows:1. Mr. Ekapon Sawaengsri, Director of the Market and Organizational Risk Department2. Mrs. Sittasri Nakasiri, Director of the Intermediaries Policy Department3. Mr. Pariya
-organized a seminar on “Class Action Case Proceedings” to share knowledge about class action to interested parties and provide assistance to those adversely affected in the capital market due to violation
enterprises, financial institutions and capital market stakeholders, with the knowledge on the offering for sale of sustainability-themed debt instruments and case studies of the offering practices in