SEC issues a notification of the capital market supervisory board revising rules regarding the establishment of audit committee of securities companies by requiring a securities company keeping its
have alternatives by using the capital market to accumulate wealth in the long run.SEC studied regulations in other countries to find proper guidelines for supervision, which focus on standardized
plant infrastructure funds to use the capital market to raise funds as the industry is important to national development. The move will bring the regulations into alignment with the government’s
directors are as follows:1. Mr. Ekapon Sawaengsri, Director of the Market and Organizational Risk Department2. Mrs. Sittasri Nakasiri, Director of the Intermediaries Policy Department3. Mr. Pariya
-organized a seminar on “Class Action Case Proceedings” to share knowledge about class action to interested parties and provide assistance to those adversely affected in the capital market due to violation
enterprises, financial institutions and capital market stakeholders, with the knowledge on the offering for sale of sustainability-themed debt instruments and case studies of the offering practices in
โดยสถานเอกอัครราชทูตเนเธอร์แลนด์ประจำประเทศไทย ร่วมกับสถานเอกอัครราชทูตอังกฤษประจำประเทศไทย และธนาคารโลก ภายใต้หัวข้อ “ Sustainable finance in capital market โดยนายอาคม เติมพิทยาไพสิฐ รัฐมนตรีว่าการ
engagement when appropriate; and (7) disclosing stewardship policy and activities.The I Code could also be a useful tool for strenthening local institutional investors? competitiveness in the global market
securities clients.Essentially, securities companies and derivative business operators would be allowed to invest their clients? assets in money market funds as well as bills of exchange and promissory notes
such behavior for future reference.The above investment consultants' actions are in violation of Clause 20(3) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval