provided in the SEC’s online system; (b) in case of an appointment of a person as person with power of management, the derivatives business operator shall examine the qualifications of the person who would
online system; (b) in case of an appointment of a person as person with power of management, the derivatives business operator shall examine the qualifications of the person who would be a person with
accordance with the form and procedure provided in the SEC’s online system; (b) in case of an appointment of a person as person with power of management, the derivatives business operator shall examine the
portfolio in which case the securities underwriter perform duty as market maker for an ETF fund, provided that such securities underwriter has put in place a system for prevention of conflicts of interest
as market maker for an ETF fund, provided that such securities underwriter has put in place a system for prevention of conflicts of interest under the Notification of the Office of the Securities and
) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets . At least, there shall be a separation of personnel responsible for
) or giving advice on securities trading and shall put in place a good internal control system for custody of clients’ assets. At least, there shall be a separation of personnel responsible for preparing
contacted the Company to request time for 3 months for repayment of the loan due to MAT being in the process of restructuring and the new operating system setting. In addition, MAT was in the process of the
เป็นบริษัทท่ีให้บริกำร ด้ำนระบบแสดงสื่อมลัติมีเดีย และบริษัท Roctec Technology Limited (“Roctec”) ผู้ ให้บริกำรออกแบบและวำงระบบ (system integrations) โดยเฉพำะด้ำน ระบบควบคมุ ระบบเช่ือมต่อ และระบบแสดงผล