: _____________________________________________ 6) Is the foreign ETF subject to supervision of Home Regulator that is a member of International Organization of Securities Commissions (IOSCO)? Yes No If “No”, please specify
Member and Secretary 3. The SEC Board has approved the SEC Office’s proposal to express an intention to host the International Organization of Securities Commissions (IOSCO) Annual
of the outbound product is not subject to any prohibition order by the regulators: (a) being a regulator which is a member of the International Organization of Securities Commissions (“IOSCO”) and is
product is not subject to any prohibition order by the regulators: (a) being a regulator which is a member of the International Organization of Securities Commissions (“IOSCO”) and is on the list of
foreign law; “ASEAN company” means a foreign company established under the law of any of the ASEAN countries; “ASEAN countries” means ASEAN member countries of which capital market regulators have been
to be the leading capital market in the region and on global forums while strengthening confidence of both Thai and foreign investors. This international event will also be the venue to stimulate
public benefits, (k) co-operatives for savings, (l) international financial institutions of which Thailand is a member, (m) mutual funds established under foreign law, (n) foreign investors possessing