therefore imposed the following sanctions: (1) Suspending approval for {A} as investment consultant for complex instruments type 1** and as assistant manager or an equivalent position for 15
/2019 on May 10, 2019, therefore, approved this joint project with the SET whereby IAA will be the project manager and qualified securities companies will produce more securities research reports on small
involved with the capital market to ensure protection of the market's best interest, and the SET manager shall be ex officio board member. The directors, except the SET manager, shall hold office for a
for a period of four months and 40 days, respectively.In the case of {A}, who was a securities investment consultant and a branch manager at KASIKORNBANK Public Company Limited (KBANK) while committing
Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of
April 2, 2018 Subject: Acquisition of Investment of One World Media Co., Ltd. Attention: Director and Manager The Stock Exchange of Thailand (SET) Nation International Edutainment Plc. or NINE would
May 9, 2018 Re : Operating Performance for Q1/2018 To : Director and Manager of the Stock Exchange of Thailand Revenue from sales and rendering of services L&E’s consolidated revenue from sales of
Director and Manager The Stock Exchange of Thailand The Company would like to report the Company’s operating result for the 1st Quarter ended March 31, 2018 that total revenue was THB8.24 million decreased
February 20, 2019 Re: Management Discussion and Analysis for full year 2018 To: Director and Manager of the Stock Exchange of Thailand Revenue from sales and rendering of services L&E’s consolidated
สรุปผลดำเนินงานไตรมาสที่ 3/ 48 February 26,2019 Dear Director and The Manager of SET Re: Operating Performance’s Summary of 2018 In 2018, the Company has sales revenue of 1,274.77 million baht. It