person having the following qualifications intends to participate in a regulatory sandbox, the person shall submit an application for approval to the SEC Office together with accurate and complete
consider and notify, the result of its consideration to derivatives broker within thirty days as from the date of receipt of complete application and supporting documents, except for the case that the system
notify, the result of its consideration to derivatives broker within thirty days as from the date of receipt of complete application and supporting documents, except for the case that the system inspection
broker. Clause 10. Derivatives broker shall require service provider to keep, complete and update, documents and evidence of investor contact such as record of giving advice, receiving of derivatives
accurate and complete; 2. I fully understand the provisions in the Notification of the Office of the Securities and Exchange Commission concerning Approval of Auditors in the Capital Market and am prepared
for the applicant or the originator to comply with. Chapter 2 Public Offerring of Sukuk in Thailand Clause 17. Any person who wishes to offer for sale newly issued sukuk to the general public shall file
hereto. I hereby certify that all of the aforementioned documents contain the information which is correct, accurate and complete in all respects. I also certify further that the said documents neither
applicant submits a complete application and required documents; (2) Reducing a ban period for reapplying in the case where the application is withdrawn by the applicant, from six to three months; (3
6 1/1 สรปุการเปลีย่นแปลง 1. เพิม่ใหจ้ดัท ำ (1) รำยงำนรำยละเอยีดของหลกัทรัพยแ์ละทรัพยส์นิทีท่กุกองทนุรวมโครงสรำ้งพืน้ฐำนลงทนุหรอืมไีว ้ โดยสง่เป็น file เดยีวกนัรวมกบัรำยงำน ดังกลำ่วของกองทนุรวม กอง