System of the Audit Firm For the SEC Office’s consideration regarding the policies and procedures on the audit quality control of the Audit Firm, the Audit Firm is requested to provide a clear and concise
found a defect of the auditor and suspended or revoked the approval, or agreed with the enforceable undertaking, or disclosed the undertaking of the SEC Office regarding the defective performance, as the
management of property funds. “Advertising” means communication made to the public regarding sales promotion of investment units, services or fund management operation, or services of brokerage, dealing or
dated 6 February 2008 shall be repealed. Clause 2. In this Notification: (1) “Advertising” means communication made to the public regarding sales promotion of investment units, services or fund management
Exchange Act B.E. 2535 (1992) and the Notifications of the Capital Market Supervisory Board regarding Offering for Sale of Shares of Foreign Companies and Disclosure of Financial Position and Operating
Supervisory Board concerning Offering for Sale of Units of Foreign Collective Investment Scheme, regarding the following matters: (1) Application Form for Offering for Sale of Units of Foreign Collective
agreement with the Hong Kong Covered Management Company regarding delivery of information to the local intermediary such as information with material impacts on investors, etc. If the Hong Kong Covered
revocation order or action by the Securities and Futures Commission of Hong Kong regarding the license or business activities. Yes No If “No”, please specify __________________________________________________
subject to any suspension or revocation order or action by the Securities and Futures Commission of Hong Kong regarding the license or business activities. Yes No If “No”, please specify
project values than the previous quarter. This was partly due to the expansion of government investment expenditures regarding the distribution of transportation agencies. Many IT projects have been