custody of client fund issued by the custodial bank, and records related to the custody of client digital assets issued by digital asset custodians permitted to provide such services legally
providers who solicit their services in Thailand. In exercising its roles and responsibilities, the SEC filed criminal complaints with the Economic Crime Suppression Division of the Royal Thai Police (ECD
services provided by DA operators for their risk assessment and decision making, since digital assets are created on blockchain technology with storage in digital wallets, a means of storing different
through paperwork services and collection of contributions for the provident funds; 2. revising the PVD Act to enhance member protection, fair treatment and transparency: to ensure the
services to investors continuously and clients’ digital assets are securely safeguarded. The SEC requires that digital asset business operators have efficient risk management and be equipped to tackle
บริการดิจิทัลอย่างเต็มรูปแบบ (SEC Digital Services) ตามนโยบายรัฐบาลดิจิทัล รวมถึงจัดทำโครงการ Capital Market Data Center ให้บริการข้อมูลเปิดเพื่อรองรับการนำข้อมูลไปใช้ในการวิเคราะห์ต่อโดยคาดว่าจะเปิดตัว
alternatives to be used as a credible reference for access to financial tools and services that support transition activities towards climate resilience.Throughout the consultation, BOT and SEC received
provide services with loyalty* by committing wrongful acts against investors’ assets, which was an offense liable to revocation of approval as investment consultant. However, the approval as securities
affected client. Nuchanart’s demeanors above were wrongful acts against investors, which were deemed failure to perform duties or give services with loyalty in accordance with the Notification of the
their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex