manner. The key points of the amendment are as follows: 1) Extending the reporting period for small transactions involving changes to securities holdings and allowing the consolidation of reports for
consolidated dashboard of their entire LTF holdings through a dedicated portal on SET website at www.set.or.th/ltf from May 2, 2025 onwards to support their decision-making on the transfer of their investments
documented or electronic information. Clause 7 A derivatives broker shall keep the evidence relating to derivatives trading under the following criteria: (1) records of advice given to customers and
either in the form of documented or electronic information. Clause 7 A derivatives broker shall keep the evidence relating to derivatives trading under the following criteria: (1) records of advice given
honesty and integrity based on their career records, as well as having skills and experiences which are beneficial to the business operation; (4) being able to show the readiness of its work system and
Requirements for All Types of Trust ___________________ Division 1 Trust manager and trustee ___________________ Clause 12 The trust manager shall meet the following requirement: (1) have no records of breaching
ไฮเทค จาํกัด (มหาชน) AAPICO HITECH PUBLIC COMPANY LIMITED October 9, 2018 Subject: Notification of the additional investment in Sakthi Global Auto Holdings Limited (Amendment with Enclosure) To: The
. Clause 19 A securities company shall keep records of the giving of advice and negotiation on securities investment with a client for at least one month from the date on which the giving of advice or
or a person licensed to undertake securities business in the category of securities dealing under foreign laws. 6 Clause 19 A securities company shall keep records of the giving of advice and