Capital Market Supervisory Board concerning personnel in the capital market.* The SEC therefore suspended him from duty as the approved securities investment consultant for 4 months. Having considered that

Bangkok, October 16, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved to revise the regulations on services concerning investment in

Bangkok, October 24, 2014 - The SEC suspended two capital market investment consultants namely {A}, a consultant of Bualuang Securities PLC., for trading securities on behalf of clients and {B}, a

revealing or informing material information likely to affect investor?s interests was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC

behalf of client and seeking benefits from the client during the performance of duties were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market

. Instead, other shareholders bought the said unsubscribed portion at the price lower than book value. Despite the audit committee?s inspection on the matters, the auditor issued a disclaimer of opinion

the EGM No. 1/2013 on October 22, 2013 for approval of selling 99.99 percent of its assets to Wyncoast Property Fund (the Fund) at the price of 806 million baht, subscribing the Fund?s investment units

by the Office; (4) there must be a system to monitor daily the market value of the loaned securities and collateral. In the case where the business operator lends securities to its customer through a

be a system to monitor daily the market value of the loaned securities and collateral. In the case where the business operator lends securities to its customer through a margin account under the

not be less than the ratio notified by the Office; (4) there must be a system to monitor daily the market value of the loaned securities and collateral. In the case where the business operator lends