Clause 23 and Clause 24, shall not apply to the providing of derivatives brokerage services to the clients who are institutional investors . Chapter 2 Organizational Structure, Operation System, and
and Clause 24, shall not apply to the providing of derivatives brokerage services to the clients who are institutional investors. Chapter 2 Organizational Structure, Operation System, and Operational
ordinary course of business under normal commercial terms. The service provider is an expertise in marketing consultant including customer relationship management system, business related information
commercial terms. The service provider is an expertise in marketing consultant including customer relationship management system, business related information technology and its uses in business management
SorThor/Nor/Dor/Khor 11/2551 Rules, Conditions and Procedures for the Establishment of Risk Management System for Business Continuity of Securities Companies 28/04/2008 01/10/2008 Contact The
SorThor/Nor/Yor/Khor. 3/2550 Re: Rules, Conditions and Procedures for Establishment of Risk Management System to Prevent the Use of Securities Business for Money Laundering and Financing of Terrorism 01