." In this regard, the said cooperation is in line with SEC's mission in the enforcement of law against offenders according to the Securities and Exchange Act B.E. 2535 (1992) and other laws which are
businesses during the suspension period.SEC reiterates that personnel in capital market businesses must perform duties or provide services with integrity and act in accordance with ethics or professional
significant change to the conditions under agreement and the company's disclosure is directly involved, the SEC, by virtue of Section 58(2) of the Securities and Exchange Act B.E. 2535 (1992), has instructed
relevant agencies to consider whether any act is subject to supervision under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) or other laws enforced by the SEC. In the meantime, investors
, by virtue of Section 58 of the Securities and Exchange Act B.E. 2535 (1992), has instructed IFEC and its directors to clarify the arrangement of such shareholders? meeting to the SEC and disclose such
the shareholders or the decision-making of investors.The SEC therefore, by virtue of Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992), has instructed EARTH to (1) clarify whether the
Bangkok, September 1, 2014 ? The SEC is seeking public comment on amendments to the Securities and Exchange Act B.E. 2535 (1992) to support the establishment of self-regulatory organizations (SROs
) TPIPL for disseminating information not included in the draft prospectus, in contravention of Section 77 and Section 239 of the Securities and Exchange Act B.E. 2535 (1992) (SEA). Later, Chienchuang
Derivatives Act of 2003 and will support the Thailand Futures Exchange (TFEX)?s upcoming launch of silver futures by the second quarter of this year. ?Those who undertake precious metals business will be
the Deposit Protection Agency Act B.E. 2551. The revision will require securities company or derivatives broker to deposit client?s money with commercial banks or invest in promissory notes and bills of