private fund management company shall present its opinion on the exercise of voting rights to the provident fund committee, or ask for the authorization from the provident fund committee to vote on behalf

person who is appointed to be director or manager and the securities company by its authorized director, or in case of authorization by the securities company, the certified signatory shall at least be the

mutual fund without authorization from the client. She did not clarify the details of the new fund and failed to assess the client's risk tolerance before giving investment advice, causing inappropriate

usually represented themselves as agents of foreign derivatives brokers licensed by foreign regulators and thus required no authorization from the SEC.   Falling into the trap by transferring money to these

accessed the company's system to review the trading information without any objection.  The actions of {B} and {C} were deemed as obtaining authorization from client to make securities trading decisions on

entrusted to make derivatives trading decisions for the client from January to June 14, 2011. {B}, however, did so on June 15, 2011 without the client's authorization and she admitted to such unauthorized

Wannapat signed the names of clients and the authorized checker on fund trading order forms without the actual signatures of either party, and used the checker’s password, without authorization, to approve

ขอ้มลู ณ วนัท่ี 30 ธันวาคม 2564 หนังสือชีช้วนส่วนสรุปข้อมูลส ำคัญ กองทนุเปิดธนชำต อีสทส์ปริง Global Green Energy Thanachart Eastspring Global Green Energy Fund (T-ES-GGREEN) กองทนุรวมตรำสำรทุน กองทนุ

ขอ้มลู ณ วนัท่ี 30 มิถนุายน 2564 หนังสือชีช้วนส่วนสรุปข้อมูลส ำคัญ กองทนุเปิดธนชำต อีสทส์ปริง Global Green Energy Thanachart Eastspring Global Green Energy Fund (T-ES-GGREEN) กองทนุรวมตรำสำรทุน กอง

with 35.64THB/USD of H1 2016. Page 2 of 2 Other incomes of H1 2017 included the sales of a joint venture investment in Maesod Clean Energy Co., Ltd. of 59.06MB, while other incomes of H1 2016 included