. 4) B.E. 2557 8 Chapter 2 Application of License and Issuance of Securities Business License Clause 12 The applicant shall file an application with the SEC Office in accordance with form and procedure
by the Office, and the securities company shall maintain the reports or articles on securities investment analysis for at least two years from the publication date in the form which can be promptly
date in the form which can be promptly retrieved and inspected by the Office. Chapter 2 The operation 9 As added by the Notification of the Securities and Exchange Commission No. KorThor. 23/2549 Re
of such change by using the form available on the website of the SEC Office. In case the service provider assigns another party to be a subcontractor at any level, the intermediary shall notify the SEC
contact, the applicant shall submit information as well as documents and evidence as per the form and procedures as provided via the electronic system of the Office and shall pay the application fee for
Advisor on the connected transaction which is prepared by Jay Capital Advisory Limited (details are as per attachment no.16) 15. Proxy Form together with the list of independent directors being nominated as
Different form the Board of Directors’ Opinion None 2. Details of Nam San 3B Project and Investment in the Transmission Line System 2.1. Transaction Date The Board of Directors’ meeting of BCPG No. 2/2020
assets to Trust as the following: - Negotiate with the Trust to determine the form of assets disposal, the terms and conditions on assets disposal to the Trust and enter into agreements with the Trust
. ที่ นป. 4/2563 แบบฟอร์มมาตรฐาน (single form) สำหรับการทำธุรกรรมในตลาดทุน 20/08/2563 01/07/2564 ประกาศสำนักงานคณะกรรมการ ก.ล.ต. ที่ นป. 9/2562 แนวทางปฏิบัติในการนำเทคโนโลยีมาใช้ในการทำความรู้จักลูกค้า